Webbe designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster cooperation and coordination with persons … Web☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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WebApr 7, 2024 · Pursuant to Section 13 or 15(d) of the. Securities Exchange Act of 1934. Date of Report (Date of earliest event reported): April 7, 2024 . ... ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class: Web( a) A natural person who is a member of a national securities exchange shall, upon termination of his association with a registered broker-dealer, be exempt, for a period of forty-five days after such termination, from the registration requirement of section 15 (a) of the Act solely for the purpose of continuing to effect transactions on the … the odt
Silvergate Capital Corp (Form: 8-K, Received: 06/15/2024 08:31:06)
WebJun 4, 1975 · has committed or omitted any act, or is subject to an order or finding, enumerated in subparagraph (A), (D), (E), (H), or (G) of paragraph (4) of this subsection; (ii) has been convicted of any offense specified in subparagraph (B) of such paragraph (4) … WebPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ... or the Company is subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange Act, the Company shall not effect any exercise of this Warrant, and Holder shall not have the right to exercise any portion of this ... WebApr 7, 2024 · Pursuant to Section 13 or 15(d) of the. Securities Exchange Act of 1934. Date of Report (Date of earliest event reported): April 7, 2024 . ... ☐ Pre-commencement … the odservice service terminated unexpectedly